Company Information
- What is Kuni Umi AI Securities?
- Company Information
Company Information
| Company Name | Kuni Umi AI Securities Co. Ltd. |
|---|---|
| Management Team | Yuan Li, President & Chief Executive Officer(CEO) |
| Company Location | 6th Floor Marunouchi-nakadori Bldg. 2-2-3 Marunouchi, Chiyoda-ku, Tokyo, Japan, 100-0005 |
| Contact | (Phone)+81-3–5288-6766 (Fax)+81-3-5288-6767 |
| Founded | February 22, 2007 |
| Capital | 99,900,000 yen (as of August 29, 2023) |
| Major Shareholders | N&O Consulting Co., Ltd. (OAG Group) 54% Yuan Li 35％ |
| Subsidiary | Kuni Umi AI Advisors Co., Ltd. Financial Instruments Intermediary Service Provider Kanto Local Finance Bureau(FIISP) No.972 |
| License | Kanto Local Finance Bureau(FI) No.1627 First-class financial instruments business operator |
| Association to Join | Japan Securities Dealers Association, The Tokyo Real Estate Public Interest Incorporated Association, Japan Financial Services Association |
| Fund to Join | Japan Investor Protection Fund |
| Group to Join | Tokyo Securities Police Liaison Council |
| Banks | Mizuho Bank Yotsuya Branch Sumitomo Mitsui Banking Corporation Hibiya Branch Mitsubishi UFJ Bank Head Office |
| Business Start Date | September 10, 2007 |
Organization chart
| General meeting of shareholders | ||||||||||||||||
| Auditor | ||||||||||||||||
| Board of directors | ||||||||||||||||
| President and Chief Executive Officer(CEO) | ||||||||||||||||
| Compliance Committee | Internal Management Manager | |||||||||||||||
| Investment Banking Department | Financial Market Sales Department | Alternative Investment Products Department |
Business Management Department | Compliance Department | Internal Audit Department | |||||||||||
| Advisory services related to M & A and equity finance, etc. | Securities trading business
Sales of alternative investment products, etc. Development and management of independent financial advisors |
Development and composition of alternative investment products, etc.
Development and management of independent financial advisors |
Securities management business
Accounting / Finance System management Personnel / General affairs |
Compliance work
Compliance Committee Secretariat |
Internal audit work | |||||||||||
Nearest transportation
- Get off at "Nijubashimae Station" on the Tokyo Metro Chiyoda Line, Exit 4 (1 minute on foot)
- Get off at "Tokyo Station" on the JR line Marunouchi South Exit (3 minutes on foot)
- Get off at "Tokyo Station" on the Tokyo Metro Marunouchi Line (3 minutes on foot)
- Get off at "Otemachi Station" on the Toei Subway Mita Line, Exit D1 (3 minutes on foot)
- Get off at "Tokyo Station" on the JR Keiyo Line, Exit 7 (4 minutes on foot)
What is Kuni Umi AI Securities?